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Introduction to Social Systems Engineering

of: Huijiong Wang, Shantong Li

Springer-Verlag, 2018

ISBN: 9789811070402 , 728 Pages

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Introduction to Social Systems Engineering


 

Foreword I

5

Foreword II

5

Preface

10

Acknowledgements

16

Contents

17

Emergence of Social Systems Engineering (SSE)

26

1 Overview

27

1.1 Introduction

27

1.2 Social System and Social Systems Engineering

28

1.2.1 Exploration of Social System and SSE Before the 20th Century

28

1.2.2 Exploration of Social System in the 20th Century

29

1.2.2.1 Exploration by Sociologists

29

1.2.2.2 Exploration by System Scientists and Electrical Engineers

30

1.2.3 Exploration of SSE in the 20th Century

33

1.2.3.1 Exploration by Universities in Japan

33

1.2.3.2 Exploration by Institute of Electrical and Electronics Engineers (IEEE)

33

1.2.4 Exploration of Social System in the 21st Century

34

1.2.4.1 Human Ecology-Basic Concepts for Sustainable Development by Marten (2001)

34

1.2.4.2 The Handbook of Economic Sociology (2nd Ed.) by Smelser and Swedberg (2005)

35

1.2.4.3 Systems Thinking for Social Change by Stroh (2015)

35

1.2.5 Exploration of SSE in the 21st Century

36

1.2.5.1 Book Publications About SSE

36

1.2.5.2 Description of Social-Systems Approach

38

1.2.5.3 Description of Social Engineering

39

1.3 Social Systems Engineering

40

1.3.1 Necessity of Developing SSE. Two Aspects Necessitate the Development of SSE

40

1.3.1.1 Necessity to Promote and Improve the Development of Human Society

40

1.3.1.2 Necessity for Advancement in Education System to Train Qualified Personnel

42

1.3.2 Time Is Ripe for Development of SSE

43

1.3.2.1 There Is an Urgent Demand for the Development of SSE

43

1.3.2.2 The Scope of Study of SSE is Basically Defined and Practiced

43

1.3.2.3 Some Difficulties in SSE are Resolved and Some are Being Explored

44

1.4 Exploration of Definition of Social Systems Engineering

45

1.4.1 Current State

45

1.4.1.1 Definition of Social System Engineering by Oosawa (2007)

45

1.4.1.2 Definition of SSE by Yang and Li (2008)

46

1.4.2 Definition of SSE Given in This Book

47

1.4.2.1 Principal Underlining the Definition

47

1.4.2.2 Components of SSE

47

1.4.2.3 Definition of SSE Given in This Book

49

1.4.2.4 Explanation of the SSE Definition

49

1.4.2.5 Qualifications for a Social System Engineer

50

1.5 Content Structure of This Book

50

References

52

2 General Systems Theory and Systems Engineering

54

2.1 Science, Technology (S&T) and Society

54

2.1.1

54

2.1.1.1 The Higher Economic Growth Performance Since the First Industrial Revolution

54

2.1.1.2 The Role of S&T in Economic Development

55

2.1.2 Major Events in the History of Science and Technology (S&T)

58

2.1.2.1 Science Before There Were Scientists: 2,400,000–599 BC

58

2.1.2.2 Greek and Hellenistic Science 600 BC–529 AD

59

2.1.2.3 Medieval Science 530–1452

60

2.1.2.4 The Renaissance and the Scientific Revolution 1453–1659

61

2.1.2.5 The Newtonian Epoch 1660–1734

62

2.1.2.6 The Enlightenment and the Industrial Revolution 1735–1819

63

2.1.2.7 Nineteenth-Century Science 1820–1894

64

2.1.2.8 Science in the 20th Century Through Two World Wars 1895–1945

68

2.1.2.9 Summarized Tables of History of Growth of Science and Technology

70

2.2 Rise and Development of General Systems Theory

72

2.2.1 Rise of General Systems Theory

72

2.2.1.1 Trends of Science in the Early 20th Century

72

2.2.1.2 Rise of General Systems Theory

72

2.2.2 Systems and Key Concepts of General Systems Theory

73

2.2.2.1 Definition of Systems

73

2.2.2.2 Nature of Structure of Systems and Its Classification

76

2.2.2.3 Key Concepts of General Systems Theory

78

2.2.3 Evolution of General Systems Theory

84

2.2.3.1 The General Living Systems Theory by Miller, J. G.

85

2.2.3.2 Bowen and Family Systems Theory

86

2.2.3.3 Powers and the Control Theory

87

2.2.3.4 Taylor and the Geopolitical Systems Model

88

2.2.3.5 Comment: Taylor’s Study Is Quoted because of Two Reasons

90

2.2.4 Application of General Systems Theory

90

2.2.4.1 General

90

2.2.4.2 Application of GST to Social Science and Planning

91

2.3 Rise and Development of Systems Engineering (SE)

92

2.3.1 History of Formation of Systems Engineering and Its Definitions

92

2.3.1.1 History of Formation of Systems Engineering

92

2.3.1.2 Definitions of Systems Engineering

95

2.3.2 Development of Systems Engineering

97

2.3.2.1 Introduction of Major Content of Systems Engineering Handbook Version 3.1 of INCOSE

97

2.3.2.2 Systems Engineering to Be a General Design Engineering

99

2.3.2.3 Explore the Concept of General Design Engineering from “Hard” Systems Theory to “Soft” Systems Theory

99

2.3.3 Systems Engineering and Concepts Related to General Systems Theory in Ancient China

101

2.3.3.1 Systems Engineering in China

101

2.3.3.2 Exploration of General Systems Theory in Ancient China

102

2.4 Summary Points

103

References

106

3 Social Science and the Social System

107

3.1 Definition of Social Science and Its Development

107

3.1.1 Definition of Social Science and Its Scope of Study

107

3.1.1.1 Definition and Scope of Social Science

107

3.1.1.2 Debate on the Term of Social Science Between Sociologists

108

3.1.2 Development of Social Studies and Social Science Before the 20th Century

108

3.1.2.1 Development of Social Studies in China

108

3.1.2.2 Development of Social Studies in Western Countries

116

3.2 Development of Social Science in 20th Century and Emergence of the Concept of a Social System

123

3.2.1 Development of Social Science in 20th Century

123

3.2.2 Development of Social Science Since the 20th Century

124

3.2.2.1 Three Major Thoughts Effect the Development of Social Science in the 20th Century

124

3.2.2.2 Development of New Theory and Method

125

3.3 Behavior of Individual and Groups, and Their Relations with the Social Environment

129

3.3.1 Personality of Individual and the Human Behavior

129

3.3.1.1 Necessity to Study Personality

129

3.3.1.2 Definition of Personality and Theories of its Development

129

3.3.1.3 Two Schools of Thoughts of Personality and Their Core Concepts

132

3.3.1.4 Group Dynamics

136

3.3.2 Human Behavior and Social Environment

137

3.3.2.1 Limits of One Dimensional or Single View Approach

138

3.3.2.2 A Multidimensional Perspective of Human Behavior in the Social Environment

138

3.4 Social System and Parsons’ AGIL Framework of System of Action

141

3.4.1 Discussion of Definition of Social Systems and Theory of Its Development of Social Systems Theory

141

3.4.1.1 Definition of Social System

141

3.4.1.2 Development of Social Systems Theory and Brief Introduction of Two Publications on “Social System”

142

3.4.1.3 Discussions

144

3.4.2 Parsons Framework of a System of Action—The AGIL Framework

144

3.4.2.1 Original Framework of Parsons

144

3.4.2.2 Revised AGIL Framework of Parsons’ A System of Action

147

3.5 Summary Points

149

References

150

4 Development of Social Systems Engineering

153

4.1 Development of “Social Systems Engineering” in International Society

153

4.1.1 Academic Development of Social Systems Engineering in the United States and Japan

153

4.1.1.1 Development of Social Systems Engineering in the United States

153

4.1.1.2 Development of Academic Education in Japan on Social System Engineering

156

4.1.2 Discussion of Development of Theory and Practice of Social Systems Engineering

158

4.1.2.1 Comparison of Academic Studies Between the United States and Japan

158

4.1.2.2 Development of a National Planning System is Effected by Politics in Western Countries

159

4.1.3 Current Status of Development of Social Systems Engineering

162

4.1.3.1 Social Systems Engineering Is in the Process of Development, but There Are Barriers that Exist at the Country Level

162

4.1.3.2 Planning in the UN and Its Related Organizations Have Provided Conditions of Development of Social Systems Engineering

163

4.2 Planning and Design of Social Systems Engineering

163

4.2.1 General Discussion of Planning and Design of Social Systems Engineering

163

4.2.1.1 Planning

164

4.2.1.2 Design

164

4.2.1.3 The Difference Between Planning and Design

164

4.2.2 Design in a Changing World

165

4.2.2.1 Definitions of Design

165

4.2.2.2 Evolution of Design

166

4.3 Nation as Large Scale Social Systems Engineering—Three Case Studies

172

4.3.1 Case Study 1 of Nations as Large Scale Systems Studied by Harold Chestnut

172

4.3.1.1 General

172

4.3.1.2 Features and Outline of the Paper

172

4.3.1.3 Abstracts of Part 1 of the Paper

172

4.3.1.4 Abstract of Part 2 of the Paper

178

4.3.2 Case Study 2 of China Towards the Year 2000

181

4.3.2.1 General

181

4.3.2.2 An Overall Introduction to the Study “China Towards the Year 2000”

182

4.3.2.3 Foreign Trade of China and International Comparison of Similar Projects

198

4.3.2.4 Overall Quantitative Analysis of China’s Economy Towards 2000

203

4.3.2.5 Features of This Case Study

207

4.3.2.6 Conclusions from Theoretical Side

210

4.3.3 Case Study 3 Integrated Economic Development Policies and Planning

211

4.3.3.1 General

211

4.3.3.2 Research Content and Reports

213

4.3.3.3 Appraisal of the Project from Experts Abroad

215

4.3.3.4 Lessons and Experiences

220

4.4 Summary Points

221

References

222

Outline of Social Systems Engineering (SSE)

224

5 Methodology and Principle of Planning of Social Systems Engineering

225

5.1 Introduction

225

5.2 Definition of Methodology and Meaning of Its Study

225

5.2.1 Definition of Methodology

225

5.2.2 Meaning of Study of Methodology

226

5.2.3 Exploration and Comments of Hall’s “Three Dimensional Morphology of Systems Engineering”

227

5.2.3.1 A. D. Hall of Bell Labs

227

5.2.3.2 Dimensions of Systems Engineering

227

5.2.3.3 Comments

227

5.2.4 Modified Hall’s Three Dimensional Morphology of Social Systems Engineering

229

5.2.4.1 Morphology of Social Systems Engineering and its Activity Matrix

230

5.2.4.2 Morphology Box for Social Systems Engineering

230

5.2.5 Methodology Provided by John N. Warfield

231

5.2.5.1 John N. Warfield

231

5.2.5.2 Societal Systems: Planning, Policy and Complexity

232

5.2.5.3 Several selected Points of this Book

233

5.3 Further Exploration of TOTOS—Case Study: Expo 2000 OECD Forum for the Future

236

5.3.1 Mankind Has a Recorded History of More Than Several Millennia, with Many Complex Problems Faced by Policy and Decision Makers

236

5.3.2 Case Study: Expo 2000 OECD Forum for Future

236

5.3.2.1 Expo 2000 in Hannover and OECD Forum for Future

236

5.3.2.2 Detail Process of Study of the First Theme-Technology

237

5.3.2.3 Successive Conferences of EXPO 2000 OECD Forum for the Future and Outputs

239

5.3.2.4 What Lessons and Experiences can be Learnt from this Case Study

241

5.4 Systems Engineering Logic

243

5.4.1 General

243

5.4.2 Induction and Deduction

243

5.4.2.1 Induction

243

5.4.2.2 Induction and Classification

243

5.4.2.3 Classification

245

5.4.3 Deduction and Analogy

245

5.4.3.1 Deduction

245

5.4.3.2 Principle of Analogy to Be Applied in Transport System of Goods in Analogy with Kirchhoff’s Circuit Law

246

5.4.3.3 Principle of Analogy to be Applied in Explanation of Reform of Economic System

246

5.4.4 Synthesis and Analysis

247

5.4.4.1 Discussion of Relationship Between Synthesis and Analysis

247

5.4.4.2 Some Discussions of Synthesis

248

5.4.4.3 Analysis

248

5.4.4.4 Several Principles Related to Analysis and Synthesis

249

5.4.5 Cause and Outcome

249

5.4.6 Other Engineering Logic

251

5.4.6.1 Occasionality and Inevitability

251

5.4.6.2 Qualitative Analysis Through Comparison

252

5.5 Principle of Planning Based upon Social Systems Engineering

252

5.5.1 General

252

5.5.2 Three Basic Frameworks of National Planning

255

5.5.2.1 Basic Framework of National Planning

256

5.5.2.2 An Integrated Framework of Systems of National Planning (Framework II)

257

5.5.2.3 Third Integrated Framework of Systems of National Planning (III)

259

5.5.3 Three Systems Models

263

5.5.3.1 General

263

5.5.3.2 Information related to T-21 World Model and National Model

264

5.6 Summary Points

265

References

267

6 Indicators, Models and Mathematical Modeling

269

6.1 Introduction

269

6.2 Indicators

270

6.2.1 Definition of Indicator and Its Formulation

270

6.2.1.1 Definitions of Indicator

270

6.2.1.2 Formulation of Indicators

270

6.2.2 Case Study Preparation of Indicators of Sustainable Development by United Nations

271

6.2.2.1 Background of This Case

271

6.2.2.2 Programme of the Commission on Sustainable Development (CSD) of UN

272

6.2.2.3 Framework Based on Pressure, State and Response

272

6.2.2.4 Revised Framework Based on Themes, and Subthemes

273

6.2.2.5 Later Work

276

6.2.2.6 World Development Indicators 2016

278

6.2.3 The National Competiveness Indicators-Developed by the Business School IMD

279

6.2.3.1 Introduction

279

6.2.3.2 The Design Framework of National Competitiveness

279

6.2.3.3 The Organization of the Indicator

280

6.2.3.4 Activities Done by Other Institutions with Similar Nature

280

6.3 Models

281

6.3.1 General Discussion of Model

281

6.3.1.1 Basic Nature of the Model

281

6.3.1.2 Classification of Models

281

6.3.2 Difficulties of Modeling Social Systems Engineering

283

6.4 Mathematic Modeling

283

6.4.1 Application of Mathematics in Social Science

283

6.4.1.1 Mathematics and Social Science

283

6.4.1.2 Development and Application of Mathematical Model in the Economic Field of Western Countries

285

6.4.1.3 Promotion of Development of Mathematical Model by International Organizations

287

6.4.2 Development of Mathematical Modeling of Social Since in China

288

6.4.2.1 General

288

6.4.2.2 Development of Research Institutions

288

6.5 Several Decades of Experience of Policy Modeling of DRC

289

6.5.1 Retrospect and Experience of Development of Policy Model

289

6.5.1.1 Introduction

289

6.5.1.2 A Retrospect of Policy Modeling of DRC

289

6.5.1.3 Recent Achievement

295

6.5.1.4 A Summary of Features of Policy Modelling of DRC in the Past Several Decades

295

6.5.2 Lessons and Experiences

296

6.6 Case Study of China’s Computable General Equilibrium Model-DRCCGE Model

298

6.6.1 The Component of the DRCCGE Model

298

6.6.1.1 Production and Factor Market

299

6.6.1.2 Foreign Trade

299

6.6.1.3 Income Distribution and Demand

299

6.6.1.4 Macro Closure

300

6.6.1.5 Recursive and Dynamic

300

6.6.1.6 Data

301

6.6.2 The Application of the DRCCGE Model

301

6.6.3 Scenario Design of Long Term Prospect of Chinese Economy

305

6.6.3.1 Baseline Scenario (Scenario 1)

305

6.6.3.2 Scenario of Faster Rise of Quality of Economic Development (Scenario 2)

306

6.6.3.3 Scenario of Slower Progress of Upgrading the Quality of Economic Development (Scenario 3)

309

6.6.4 Analysis of Trend of China’s Economic Growth Under Various Scenarios

310

6.6.4.1 Baseline Scenarios (Scenario 1)

310

6.6.4.2 Scenario 2

315

6.6.4.3 Scenario 3

319

6.6.5 Conclusion of this Case Study

320

6.7 Summary Points

321

References

322

7 Planning System—The Major Aspect of Application of Social Systems Engineering

325

7.1 Introduction

325

7.1.1 Definition of Planning and Its Role

325

7.1.2 Types of Planning

327

7.1.3 Classification of Planning in Economics

328

7.1.3.1 Planning in Business

328

7.1.3.2 Mandatory Planning (Centrally Planned Economy)

328

7.1.3.3 Indicative Planning

329

7.2 Evolution of Development of Modern National Planning System

330

7.2.1 Three Stages of Development of Evolution of Modern National Planning System

330

7.2.1.1 Period of Beginning of National Planning

330

7.2.1.2 Age of Popularization of National Planning: 4th Decade–5th Decade of 20th Century

330

7.2.1.3 Post 1960s up to Present: Decline of Preparation of Medium Term National Planning and Emergence of Long Term Strategic Planning and Scenario Planning

331

7.2.2 Development of Planning Theory

332

7.2.2.1 Development of Planning Theory Itself

332

7.2.2.2 Development of Mathematical Economics

333

7.2.2.3 Emergence of Future Studies and Scenario Planning

335

7.2.2.4 National Plans and Business Plans

336

7.3 Case Study of Medium-Term National Plans

337

7.3.1 Introduction

337

7.3.2 Cases Study of French Mid-Term Planning

338

7.3.2.1 Principles for Preparing Indicative Plans of France

338

7.3.2.2 Extensive Social Participation in Preparation of Plan

338

7.3.2.3 Function of Plans

339

7.3.2.4 Two Characteristics of Indicative Plans of France

339

7.3.2.5 Organizations of French Planning Agency and Determination of Growth Rate of Economy of Planning

340

7.3.2.6 Brief Introduction of Eight Medium-Term Plans of France

341

7.3.2.7 French Ninth Plan (1984–1988)

349

7.3.2.8 Develop Quantized Macroeconomic Management Tools

352

7.3.3 Case Study of Indian Mid-Term Planning

357

7.3.3.1 Overview

357

7.3.3.2 Briefing of Major Features of Indian Sixth Five Year Plan (1980–1985)

358

7.3.3.3 Briefing of Indian Twelfth Five Year Plan (2012–2017)

362

7.4 Strategic Planning and Scenarios Method

371

7.4.1 Introduction

371

7.4.2 Case Study of Europe 2020: A New Economic Strategy

372

7.4.2.1 Introduction

372

7.4.2.2 Executive Summary of Europe 2020: A New Economic Strategy

372

7.4.2.3 A Moment of Transformation

374

7.4.2.4 Three Scenarios for Europe by 2020

376

7.4.2.5 Europe Can Succeed

376

7.4.3 Case Study of Scenarios Method-Mapping the Global Future Project of National Intelligence Council of U.S.A.

378

7.4.3.1 Introduction

378

7.4.3.2 Briefing of Global Trend 2015

379

7.4.3.3 Global Scenarios Studied by Global Trends Report 2015–2030

382

7.4.3.4 Retrospect of Past Reports of Global Trends Works and the Three Scenarios in Global Trends Paradox of Progress Launched on Jan. 2017

386

7.4.3.5 Appendix

388

7.5 Spatial Development Planning

389

7.5.1 Introduction

389

7.5.2 Case Study 1 of Japanese Experience of Spatial Planning

389

7.5.2.1 Japan is a Latecomer Among the Developed Countries

389

7.5.2.2 Experience of Japanese Spatial Development Planning

390

7.5.2.3 Contents of Sixth Spatial Development Planning of Japan

394

7.5.3 Case Study 2 of European Spatial Development Perspective (ESDP)

396

7.5.3.1 Introduction

396

7.5.3.2 Agreement by Ministers and Fundamental Goals of Policy

397

7.5.3.3 Selected Aspects of Part A

398

7.5.3.4 Contents of Part B

399

7.6 Summary Points

401

References

404

8 Boundary, Environment and Social Change of a Social System

406

8.1 Introduction

406

8.2 Environment and System

407

8.2.1 General

407

8.2.1.1 Two Types of Systems

407

8.2.1.2 The Boundary

408

8.2.1.3 Business Planning and Environment

409

8.2.2 Case Study of Interaction Between Enterprise System and Its Environment-Growth of Yantian International Container Terminals (YICT) in Shenzhen Special Economic Zone (SEZ) of China

412

8.2.2.1 Background of This Case

412

8.2.2.2 Purpose of This Case Study

413

8.2.2.3 Comment by Author of This Book

416

8.3 Social Structure, Function and Social Change of Social System

417

8.3.1 Social Structure and Function of Social System

417

8.3.1.1 Clarification of Basic Theory Adopted

417

8.3.1.2 Social System Analysis

417

8.3.2 Social Change

421

8.3.2.1 Basic Concept of Social Change and Its Types

421

8.3.2.2 Meaning of Study of Social Changes

421

8.3.2.3 Factors Effect Social Changes

421

8.4 Cultural System and Social Changes

422

8.4.1 Introduction

422

8.4.2 More Definitions on Culture

423

8.4.2.1 Definition of Culture Given by Robert Bocock (1992)

423

8.4.2.2 Definition of Culture Commonly Used by Sociologists, and Supplemented by Authors of This Book

423

8.4.2.3 Definition and Interpretation of Culture Given by Anthropologists

424

8.4.3 Formation and Change of Culture

425

8.4.3.1 Formation and Change of Culture

425

8.4.3.2 Diversity of Culture

425

8.4.4 Western Culture and Exploration of Cultural Theories Since the Scientific Revolution

426

8.4.4.1 Western Culture

426

8.4.4.2 Cultural System Theory

429

8.4.4.3 Human Ecological System

431

8.4.5 The Chinese Culture and Re-emergence of Asian Culture

431

8.4.5.1 Researches of East Asian Region

431

8.4.5.2 The Confucianism and Its Impact to Chinese Culture

432

8.4.5.3 The Analects

433

8.4.5.4 Other Aspects of Chinese Culture

436

8.5 Globalization and Regionalization—A Mega Trend of Social Change

437

8.5.1 Globalization—A Mega Trend of Social Change

437

8.5.2 Four Aspects of Globalization

438

8.5.2.1 Globalization of the Biosphere

438

8.5.2.2 Globalization of Scientific Sphere

439

8.5.2.3 Globalization of the Econosphere

440

8.5.2.4 Globalization of the Sociosphere

442

8.5.3 A Retrospect of Global Industrialization and Trade from a Historical and Cross National/Regional Perspective

442

8.5.3.1 The Three Periods of Global Industrialization

443

8.5.3.2 Two Major Actors of Global Industrialization

444

8.5.3.3 Lessons from History

445

8.5.4 Regional Development Within the Context of Globalization

446

8.5.4.1 Typology of Regions

446

8.5.4.2 Trends of Regionalization

447

8.5.4.3 Regionalization—Other Megatrend

449

8.6 Summary Points

449

References

451

9 Regulation of Social System

453

9.1 Introduction

453

9.2 General Discussion of Public Administration

454

9.2.1 Public Administration as a Discipline

454

9.2.1.1 Suggested Definition for Public Administration

454

9.2.1.2 Scope of Study of Public Administration

454

9.2.1.3 The Definition of Public Administration by Professor David H. Rosenbloom

455

9.2.1.4 The Definition of Public Administration from the Dictionary of Sociology

455

9.2.2 Trend of Change of Public Administration

455

9.2.2.1 Branch Theories of Public Administration

455

9.2.2.2 Emergence of New Public Administration

456

9.2.3 Response to Changes

456

9.2.3.1 A Changing World and Disputes Among Scholars

456

9.2.3.2 Different Responses to Changes

457

9.3 The Legal System—An Essential Means of Regulation of Social Systems

458

9.3.1 General Discussion

458

9.3.2 Legal Environment of Business, a Contribution by Professor Butler, H. N. in 1987

458

9.3.2.1 Contents of the Book

458

9.3.2.2 Unique Feature of This Book

458

9.3.3 China’s Legal System

460

9.3.3.1 China’s Legal System Before the 20th Century

460

9.3.3.2 Development of China’s Legal System Since The 20th Century

461

9.4 Public Policy

462

9.4.1 Clarification of Terminology

462

9.4.1.1 Policy

462

9.4.1.2 Public Policy

463

9.4.1.3 Public Policymaking

463

9.4.2 History and Schools of Public Policy and Policy Sciences Studies

464

9.4.2.1 History of Public Policy and Policy Sciences Studies

464

9.4.2.2 Schools of Public Policy Studies

466

9.5 A Social System Approach of Public Policymaking Process

467

9.5.1 Elements Involved in Social Systems Approach of Public Policymaking Process

467

9.5.2 Guideline of Policy Making (B2)

469

9.5.2.1 Setting up Appropriate Overall Goal System

469

9.5.2.2 Clarify Policy Boundaries

469

9.5.2.3 Setting up of Time Frame

470

9.5.2.4 Estimate Fully the Secondary and Tertiary Impact of Policy

470

9.5.2.5 Estimation and Determining Risk and Its Acceptability

470

9.5.2.6 Comprehensiveness Versus Narrowness

470

9.5.2.7 Balance Oriented Versus Shock Oriented

471

9.5.2.8 Relevant Assumptions on the Future

471

9.5.2.9 Theoretical Bases

471

9.5.2.10 Resources Availability

472

9.5.2.11 The Range of Policy Instruments

472

9.5.2.12 Balance Between Goals of Long Term and Short Term

472

9.5.3 Context of Environment of Public Policymaking

474

9.5.3.1 Social Environment

474

9.5.3.2 Economic Environment

475

9.5.3.3 Science and Technology (S&T) Environment

476

9.5.4 Types of Public Policy

477

9.5.4.1 Social Policy

477

9.5.4.2 Economic Policy

479

9.5.4.3 Science and Technology Policy

479

9.5.4.4 Environmental Policy

481

9.5.4.5 Policy Process-Theories

483

9.6 Case Study 1 of Applying Analytic Hierarchy Process to Policy System

484

9.6.1 Background Information of This Case Study

484

9.6.2 Brief Introduction to Analytic Hierarchy Process

484

9.6.3 Relative Weight Analysis Regarding Policies for Optimized Development Regions

485

9.6.3.1 Decompose Internal Elements into Levels (Hierarchies)

485

9.6.3.2 Calculate the Weighting Factors of Elements on the Same Level

485

9.6.3.3 Calculate the Weighting Factors of Elements on Different Levels

488

9.7 Case Study 2 of Industrial Policy of China

491

9.7.1 Introduction

491

9.7.2 Some General Discussion of Industrial Policy

492

9.7.2.1 Some General Discussion of Industrial Policy

492

9.7.2.2 Types of Industrial Policy

493

9.7.2.3 Trend of Study of International Organizations

494

9.7.3 China’s Industrial Policy 1953–2013

495

9.7.3.1 General

495

9.7.3.2 China’s Industrial Policy in the Pre-reform Era

495

9.7.3.3 IP of China Since Launch of Reform and Opening in Late 1970s to 2013

497

9.7.4 China’s New Situation and New Industrial Policy Within the Context of Globalization and Regionalization

499

9.7.4.1 New Situation of the Global and Regional Economy

499

9.7.4.2 The New Situation of China

502

9.7.4.3 Analysis of Competitiveness of Performance of China’s Export

505

9.7.5 Concluding Remarks

513

9.8 Summary Points

513

References

515

10 The Development of Think Tanks

517

10.1 Introduction

517

10.2 Definition, Function and Classification of Think Tanks

518

10.2.1 Definition and Function of Think Tanks

518

10.2.2 Classification of Think Tank

519

10.2.3 Development of Think Tank Research

520

10.2.3.1 Importance of Think Tank Research

520

10.2.3.2 Current State of International Think Tank Research

521

10.2.3.3 Think Tank Research in China

522

10.3 Development and Construction of Think Tanks

522

10.3.1 Development of Global Think Tanks

522

10.3.1.1 Overview of Global Think Tank Development

522

10.3.1.2 Status of Think Tank Development in Different Regions (2010)

524

10.3.1.3 Global Think Tanks Ranking Report of Pennsylvania State University

524

10.3.2 Trend and Challenges Facing Global Think Tank Development

527

10.3.2.1 Trends of Global Think Tank Development

527

10.3.2.2 American Experience in Think Tank Development

529

10.3.2.3 Challenges Faced by Think Tank Development

533

10.4 Case Study of International Think Tank

534

10.4.1 Case Study of Significance of International Think Tank

534

10.4.2 Case Study of Brookings Institution

534

10.4.2.1 A Brief History of the Brookings Institution

534

10.4.2.2 Top-level Organization and Funding Source of the Institution

537

10.4.2.3 Research Organization of the Institution

539

10.4.2.4 Determination of Research Subjects

541

10.4.2.5 Public Policy Education

542

10.4.2.6 Publications and Publishing

544

10.4.3 Case Study of RAND Corporation

544

10.4.3.1 A Brief History of the RAND Corporation

544

10.4.3.2 Top-level Organization and Funding Source of RAND Corporation

548

10.4.3.3 Organization Structure of RAND Corporation

549

10.4.3.4 Examples of Research Topics in 2010

552

10.4.3.5 Composition of Rand Experts

552

10.4.3.6 Unique Strengths of Rand and Its Public Policy Analysis

553

10.4.3.7 Report Summary of Long-Term Economic and Military Trends 1950–2010

553

10.4.4 Case Study of International Development Center of Japan

554

10.4.4.1 Development of Japanese Think Tanks

554

10.4.4.2 The Case of International Development Center of Japan

556

10.5 Development of International Think Tanks

561

10.5.1 Overview

561

10.5.2 Case Study of the Organization for Economic Cooperation and Development (OECD)

562

10.5.2.1 Profile

562

10.5.2.2 Major Tasks

563

10.5.2.3 Organization and Fund Source

563

10.5.2.4 Work Content Examples

564

10.5.2.5 Major Activities at Present

565

10.5.3 Case Study of the World Bank and Its Activity in China

569

10.5.3.1 Overview

569

10.5.3.2 Major Activities of the World Bank in China and Its Publications

570

10.5.3.3 Research Methods of the World Bank and Quality Assurance of finished Reports

574

10.5.3.4 Seminars and Training Courses

575

10.5.3.5 Other World Bank Publications and Researches

575

10.5.4 International Center for Economic Growth (ICEG)

576

10.5.4.1 Profile and Characteristics

576

10.5.4.2 Nature of ICEG

576

10.5.4.3 Network of Member Communication Organizations

577

10.5.4.4 Special Activities of ICEG

578

10.5.4.5 Publications

579

10.5.4.6 Academic Advisory Committee

579

10.5.5 African Economic Research Consortium (AERC)

579

10.5.5.1 Overview

579

10.5.5.2 Top-level Organization and Funds

580

10.5.5.3 Activities

581

10.6 Development of China’s Think Tanks and the Development Research Center of the State Council

585

10.6.1 Development of China’s Think Tanks

585

10.6.2 Case of Development Research Center of the State Council

586

10.6.2.1 History of Development Research Center (DRC)

586

10.6.2.2 Successful Experience of DRC and the Former Technical Economic Research Center

587

10.7 Summary Points

590

References

593

Application of Social Systems Engineering

595

11 Planning System of China (1953–1980) To Be Case Study

596

11.1 Introduction

596

11.2 The First Five-Year Plan

597

11.2.1 Process and Guideline of the First Five-Year Plan Preparation

597

11.2.2 Frist Five-Year Plan for Developing the National Economy of the PRC in 1953–1957

597

11.2.2.1 The Plan Content and Structure

597

11.2.2.2 156 core projects

617

11.2.2.3 Implementation of the First-Five-Year Plan

619

11.2.2.4 Balancing Act in Development Planning

621

11.3 Outline of Science and Technology Long Term Planning 1956–1967 (Revised Draft)

621

11.3.1 Background

621

11.3.2 Contents of the Twelve-Year S&T Plan

622

11.3.3 Impact

623

11.4 Planning in the Period Between 1957–1980

623

11.4.1 Period Covered

623

11.4.2 The Second Five-Year Plan, the Great Leap Forward and the Adjustment Period

623

11.4.3 The Third and Fourth Five-Year Planning Periods (1966–1975)

626

11.4.3.1 Establishing the Third Line Construction and Its Target

626

11.4.3.2 Physical Infrastructure Investment and Development

627

11.4.3.3 Summary of Public Policies Implemented in this Period

627

11.4.4 The Fifth Five-Year Planning Period (1976–1980)

629

11.4.4.1 The Fifth Five-Year Plan

629

11.4.4.2 Physical Infrastructure Investment and Development

629

11.4.4.3 Imports of Complete Sets of Equipment

630

11.5 Analysis of China’s Planning Performance (1953–1980) from the Perspective of Social Systems Engineering

631

11.5.1 Characteristics of China’s Economic System in the 1953–1980 Period

631

11.5.1.1 Centrally Planned Economy

631

11.5.1.2 Semi-closed Economy

631

11.5.2 Analysis of China’s Socio-Economic Development Using Revised Parsons’ AGIL Framework

632

11.5.2.1 The Economic Subsystem Performance

632

11.5.2.2 The science and Technology Subsystem Performance

641

11.5.2.3 The Social Subsystem Performance

643

11.5.2.4 Overall Analysis of China’s Planning Performance Using Revised Parsons’ AGIL Framework

643

11.6 International Perspective on China’s Socialist Economic Development in the 1953–1980 Period

646

11.6.1 Study by the World Bank (1981)

647

11.6.1.1 Economic Development and Social Change in the People’s Republic of China by Kraus (1982)

648

11.7 Summary Points

649

References

650

12 Planning System of China (1981–2016) To Be Case Study

652

12.1 Introduction

652

12.2 Evolution of Concepts, Process and Measures of China’s Planning System Since 1981

653

12.2.1 China Gradually Transformed Her Nature of Planning

653

12.2.1.1 The Name Was Changed

653

12.2.1.2 The Statistical System Was Changed

653

12.2.2 The Planning Process Was Normalized Gradually

653

12.2.3 The Planning Process Opened Gradually with Wider Participation of Institutions and Experts from Domestic and Abroad

654

12.2.4 Improvement of Policy Measures in Planning Documents

655

12.2.5 Greater Integration of Policies in the Planning Documents

655

12.3 Briefing of China’s Five-Year Plans from the Sixth to the Tenth

655

12.3.1 Briefing of the Sixth Five-Year Plan for National Economic and Social Development of the People’s Republic of China

656

12.3.1.1 Contents of the Sixth Five-Year Plan

656

12.3.1.2 Features

656

12.3.2 Briefing of the Seventh Five Year Plan for National Economic and Social Development of the People’s Republic of China 1986–1990

658

12.3.2.1 Contents of China’s Seventh Five Year Plan

658

12.3.2.2 Selected Aspects of Preface

658

12.3.2.3 Briefing of Part I and Part II of China’s Seventh Five-Year Plan

660

12.3.2.4 Briefing of Part III: Regional Deployment and Regional Economic Development Policy

667

12.3.2.5 Briefing of Part IV and Part V

668

12.3.2.6 Briefing of Part VI and Part VII

671

12.3.2.7 Briefing of Part VIII and Part IX

673

12.3.3 Briefing of China’s Eighth Five-Year Plan and Ninth Five Year Plan

675

12.3.3.1 Introduction

675

12.3.3.2 Briefing of China’s Eighth Five-Year Plan

675

12.3.3.3 Comparison of Structure of Part of China’s Eighth Five-Year Plan and Ninth Five-Year Plan

675

12.3.3.4 S&T Planning in the Period of “Eighth-Five” and “Ninth-Five” Plan

678

12.3.3.5 Several Features of China’s Eighth and Ninth Five-Year Plan

681

12.3.4 Outline of the Tenth Five-Year Plan for National Economic and Social Development of the People’s Republic of China (Abbreviated as China’s Tenth Five-Year Plan)

682

12.4 Briefing of China’s Planning System from the Eleventh Five-Year Plan to Thirteen Five-Year Plan

682

12.4.1 Briefing of China’s Eleventh Five-Year Plan and Its Mid-Term Evolution

683

12.4.1.1 Briefing of China’s Eleventh Five Year Plan

683

12.4.1.2 Briefing of Mid-Term Evaluation of China’s Eleventh Five-Year Plan (Abbreviated As Mid-Term Evaluation Report)

683

12.4.2 Outline of China’s National Economic and Social Development Twelfth Five-Year Plan and Analysis of Its Performance (Abbreviated as China’s Twelfth Five-Year Plan)

690

12.4.2.1 Briefing of China’s Twelfth Five-Year Plan

690

12.4.2.2 Analysis of Implementation of China’s Twelfth Five Year Plan

693

12.4.3 Period of Implementation of Outline of China’s National Economic and Social Development Thirteenth Five-Year Plan (Abbreviated as China’s Thirteenth Five-Year Plan)

704

12.4.3.1 Structure of Content of the “Suggestions”

705

12.4.3.2 Made in China 2025

707

12.4.3.3 Contents of Outline of National Territorial Plan (2016–2030)

709

12.5 Analysis of China’s Planning Performance (1981–2015) from Perspective of Social Systems Engineering

712

12.5.1 Features of China’s Socio-Economic System in the Period from 1981–2015

712

12.5.2 Analysis of Performance of China’s Economic System Based upon Revised Parsons’ AGIL Framework

712

12.5.2.1 Economic Growth

712

12.5.2.2 Growth of S&T Capacity in This Period

720

12.5.2.3 Social Development

721

12.6 Summary Points

722

References

727

Concluding Remarks and Future Prospects

728